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Just the FAQs, man!

Schmidt Kaye & Company
PROFESSIONAL LITERARY SERVICES

Clearing up some confusion
about publishing, self-publishing, vanity publishing,
Print On Demand
and other matters of consequence

Back to the "What We Do" page

What is the difference between "self-publishing" and "vanity publishing?"
What is "print on demand," and is it a good option for self-published authors?
What does the word "trade" refer to...e.g., "trade publisher," "trade paperback," etc.?

Publishing, schmublishing!
The world of book publishing can be quite confusing, even to seasoned authors. For that matter, the very term "publishing" is ambiguous. According to the 2003 edition of the Columbia Electronic Encyclopedia, "The term publishing means, in the broadest sense, making something publicly known. Usually it refers to the issuing of printed materials, such as books, magazines, periodicals, and the like. There is, however, great latitude of meaning, because publishing has never emerged, and cannot emerge, as a profession completely separate from printing on the one hand and the retailing of printed matter on the other." We couldn't have said it better ourselves. (By the way, the quotation is from the article on book publishing on
Answers.com.)

What makes it all even more confusing is that, thanks to technology, publishing is constantly changing (like just about everything else in our world today). While this is by no means a comprehensive publishing/self-publishing FAQ page (there are plenty of those elsewhere on the Net), we do hope it will clear up some confusion about basic issues we, personally, have been asked about many times. Check back frequently, because we'll be adding more Q & A's to this page. And if you have a question for us, please don't hesitate to write to us at moonshad@swbell.net.


Q. What is the difference between self-publishing and vanity publishing?
A. That's a very good question. On the surface they would seem to be interchangeable terms because, let's face it, with both self-publishing and traditional vanity publishing, you are the one who pays to have your book published, rather than having someone else pay you. This is why some people still think of vanity publishing and self-publishing as being one and the same, period. A recent exposé feature in Houston's "alternative" weekly, The Houston Press, described a local doctor's book as being "self-published," by "a vanity press in Austin." We run across that kind of stuff all the time. It's really quite frustrating, especially since the very term "vanity publishing" is derogatory. Many people think that the terms "self-publishing" and "independent publishing" are merely attempts to put a positive spin on a generally sleazy business.

We strongly disagree, and not just because we are in the business of providing services for self-published authors. We acknowledge our bias, but the truth is that there are substantial differences between traditional vanity publishing and self-publishing.

First of all, though, at the risk of stating the obvious, let's get one thing straight: There is a degree of "vanity," or ego, or whatever you want to call it, involved in any self-publishing venture. If you think highly enough of your book that you are willing to pay to get it published, then of course ego and vanity play a part! For that matter, there's ego involved in pitching your work to an agent or publisher. If you don't believe your work is good, you're not likely to spend much time and energy promoting it. Of course, there's not a thing wrong with a healthy dose of ego, as long as you don't let it get in the way of your better judgment.

That said, let's separate the sheep from the goats (no offense intended to actual goats) where self-publishing and vanity publishing are concerned. Traditional vanity publishers are always "looking for manuscripts by new authors." In days of yore they mainly lurked on the back pages of writers' magazines and other periodicals, and now they've spread to the Net as well. They promise to do everything for you — including printing, binding and even marketing your book. To the naive and uninformed, some of their pitches can sound like a really good deal. The problem is that most vanity presses charge high fees while providing low-quality books. Their "editing" is usually negligible, and the "marketing" efforts are often nothing more than a one-time listing in the company's catalog, or a listing on their website (if that much). Truth is, a vanity press will publish just about anything as long as the author is willing to pay; the actual merit of the work is rarely considered. Worse, the author has little control over the process, and virtually no chance of regaining the money paid to the vanity press. Many vanity presses are out-and-out scams.

It could be argued that, like vanity presses, traditional publishers these days are generally more concerned about making money than about literary merit. As for editing...well, we've all read bestselling books — particularly fiction titles by perennially popular authors — that apparently escaped the attentions of a competent editor. It could also be argued that, as in vanity publishing, the average author often has little control over the process with a traditional publisher, and that, for most authors, most publishers' marketing and promotional efforts are minimal. Countless authors have found out firsthand that they are expected to do a lot of the marketing and promo work themselves, and in most cases they even have to pay many of their own travel expenses for book tours and the like. So much for the red carpet treatment...

All of these complaints about traditional publishers are valid. Even so, having someone else pay YOU for your book makes a difference on many levels. Unlike vanity presses, traditional publishers do take a commercial risk with an unknown author, or virtually any author, by offering advances and royalties, however modest. If nothing else, this confers a degree of recognition and prestige not present with vanity publishing. And traditional publishers do take care of all of the administrative details such as the ISBN, Library of Congress number, etc. And they handle distribution and fulfillment — getting the book in bookstores and other retail outlets, on Amazon.com, etc. Although it is true that vanity publishers also handle the ISBN details, most book stores won't touch vanity press titles, and most book reviewers shun them.

But back to the main point: What, precisely, distinguishes self-publishing from mere vanity publishing? The most obvious answer is that the author maintains all control, and therefore has a much better chance of producing a quality product. Of course, to produce a quality book the author must first recognize the areas in which she or he needs help, and must then hire competent professionals to provide these services. Self-publishing is not as "easy" as vanity publishing because it takes more honesty and more initiative, but it is the best and perhaps the only way to guarantee that the finished product will be exactly the book you envisioned.

What self-publishers do, in a nutshell, is write, edit, market and promote their books themselves — or they hire someone else to do any or all of these functions on their behalf — relying on a printer only for actual printing and binding. Self-publishers also purchase their own ISBNs, register with the Copyright Office / Library of Congress if they so choose, and handle their own distribution and fulfillment. The good news is that many bookstores, even big chains, are willing to accept self-published titles if the author goes through accepted distribution channels. (Alas, many book reviewers are still a little snooty about self-published titles, but they're coming around.)

By the way, many self-publishers eschew bookstores altogether and just sell directly to the public. That way, they get to keep much more of the profits. We're not recommending that you rule out bookstores altogether, but they are not necessarily essential to your book's success.

In recent years, an abundance of companies have sprung up offering services to act as a sort of agent between the writer and a small printing operation. Some of these firms offer varying degrees of editorial and design expertise, and some offer print-on-demand services (see below). In these cases, the distinction between self-publishing and vanity publishing is less obvious.

Bottom line: If you're going to be investing your money to get published anyway, invest it wisely and get a quality product. The path of least resistance isn't necessarily the best course for your book.

BACK TO TOP OF PAGE

Q. Where does print on demand (POD) fit into the picture, and is POD a good option for self-published authors?
A. Print on demand, aka POD, is a publishing business model whereby a copy of your book is not printed until after an order is received. The obvious advantage is that you don't have to pay for printing or storing large quantities of the book that may never sell. The technical set-up is generally quicker and less expensive than for traditional printing, and there's virtually no waste from unsold products. Furthermore, POD companies are a little more forthright than vanity presses about their definition of "publishing," at least to the point that they don't attempt to masquerade as traditional publishers, the way many of the vanity presses have so often done. Instead they market themselves as an alternative to traditional publishing, while taking pains to distinguish themselves from vanity publishing. (Just to muddy the waters a bit, though, some vanity presses now offer POD services. And some POD companies actually pay search engines such as Google for top placement under "vanity publishing." Go figure.)

Though POD has its advantages, there are also several disadvantages, one of them being that quality control is often less than rigorous. Part of the problem lies in the technology. Even some of the sales reps we've talked to at the POD companies have admitted that their equipment still cannot quite match the quality of traditional offset printing. This may not matter too much to you if you have straight text, few graphics and no photos in your book. But if you want impeccable quality, POD may not meet your needs.

Then there is the matter of originality of design. Since many POD companies create book cover designs and page layouts from a rather limited range of templates, all of their products end up looking more or less alike, unless you bring in your own designers. However, doing that can muck up their system a bit, as we learned not too long ago (see our story below). Plus – and this is very important – most POD companies retain all the rights to any cover and interior design that they create. So let's say that, working closely with you over a period of weeks or months, the POD company's artists and layout people create a cover and interior that you really love. Later you decide you want to republish the book under your own imprint, using a traditional book manufacturer for printing. Well, don't expect the POD company to hand over the files, because more than likely, they own them, and you signed away any rights to them in your contract. Sure, you have the rights to the content of your book (maybe), but you're going to have to go back to square one with design and layout. (You'll also have to get your own ISBN, because POD companies generally assign their ISBNs to all titles.)

In addition, the per-book price is usually fixed, so you generally don't get a quantity discount. You'll certainly pay more up front to get 1,000 or 5,000 books offset-printed than you would pay a POD company for setup, and there's always the risk that you'll have boxes of unsold books in your garage. But remember, selling books is largely your responsibility (even if you're picked up by a trade publisher!). Certainly you will have to make an effort to promote your work whether you go for POD or offset printing. If your book sells well, you'll save much more in printing costs than you would using POD, as most book manufacturers offer attractive quantity discounts.

Okay, so what about profits? These vary, depending on where and how you sell your book. According to Wikipedia, "Highest profits are usually generated from sales direct from the print-on-demand service's website or by buying copies from the service at a discount, as the publisher, and then selling them yourself. Lowest commission usually come from sales from 'bricks and mortar' bookshops, with on-line bookstores falling somewhere in between." Unfortunately, it's still pretty difficult to get a POD book into most bookstores. This could change next week. Some POD companies are partnering with bookstore chains, and for that matter, some large publishers have developed or are developing POD subsidiaries. Talk about confusing... As we said, the face of book publishing is constantly changing.

We will not presume to tell you what is best for you, but we can report our own limited experiences with POD. We have had several clients who published books with one of the most popular and successful POD services, and have had mixed reports at best. One client whose book we edited got impatient with the process of getting a traditional publisher interested in his work, and decided it would be quicker to self-publish. He chose the aforementioned POD company, who would have done all of the book design as well as the printing for him. However, he liked working with us so much that he wanted us to do his cover design. In the past, POD companies generally did not work with outside designers (we had checked on several occasions) — but things had changed in recent years, and this one was willing to work with us.

We create our book covers in CorelDRAW, and there are still a few printers who do not work with CorelDRAW files. We wanted to make sure this company did, so our client got us in touch with his customer service rep, who checked with the technical / design people, who assured us that they could handle the native Corel application. They sent us all of the specs and technical information we needed, and we designed the cover. We did have a little trouble getting the spine width from them due to numerous delays with the interior layout, which they were handling. Finally, however, that was done, we got the spine width, finalized the cover and sent the file...only to be informed that, sorry, they could not work with Corel files. They requested that we convert the file to a jpeg in two parts, front and back cover, and send that to them. They would create the spine themselves (apparently there was still some confusion after all about the exact spine width).

We were appalled. A jpeg is a low-resolution bitmap suitable for online viewing but not for print. After several confusing back-and-forth communications, during which they were a little condescending to us (although to their credit they did later apologize for that), we got the problem straightened out and sent the file to them in a format they could use that was suitable for printing. Had they communicated properly to us in the first place, the problem could have been avoided. But this was far from the only problem. The client was having numerous other issues with them and was profoundly frustrated with the entire experience. He called it a "nightmare."

On the other hand, we recently heard from someone else who had a positive, "very enjoyable" experience with this same company. We have not seen his book and do not know what sort of quality he got from the POD company, but he was happy, and certainly that is important. Not every POD experience is a nightmare, of course, and POD is a workable alternative for many self-published authors, particularly if their book has a very limited market (e.g., family histories, company histories, etc.). And do note that all of our experiences with POD companies are through our clients, mostly from the perspective of technical and quality control issues rather than marketing and selling. Even so, we urge you to be cautious when considering a POD company. (See the link to Moira Allen's FAQ page, below.)

Technology is constantly changing, and POD companies, at least the smart ones, are continually working to improve their customer service. As of now, they have a way to go. Rest assured, however, that we are keeping up with the technology, and if and when we feel a client would be best served by going the POD route we will not hesitate to recommend and steer them in that direction.

For more about the advantages and disadvantages of POD and other publishing technologies, do check out Moira Allen's wonderfully informative web site, Writing-World.com, particularly this link: http://www.writing-world.com/publish/FAQ.shtml.

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Q. I keep hearing the word "trade" thrown around, e.g., "trade publisher," "trade paperback," etc. What exactly do these terms mean?
A. Believe it or not, this is one of the most common questions we are asked. The word "trade" is easily as ambiguous as the word "publish," but in the context in which we generally use it in our business, "trade" has two different and distinct meanings:
A trade publisher generally refers to a traditional royalty-based publisher who issues books for the general readership (trade), as opposed to publishing textbooks, industry-specific technical reference works, etc. Random House and HarperCollins are examples of trade publishers. There are many more, but not nearly as many as there used to be, as so many publishing houses have merged or been swallowed up by larger corporations.
A trade paperback, on the other hand, is an "oversize" paperback — oversize, that is, in relation to "mass market" (pocket-book sized) paperbacks. In the US, mass market paperbacks are generally 4.125 inches x 6.75 inches, whereas the most common sizes for trade paperbacks are 5.5 in. x 8.5 in. or 6 in. x 9 in — about the size of the average hardcover book. Slightly smaller, more square formats have also become more popular in recent years (for hardcover books as well as paperbacks), particularly in the inspirational, spiritual, motivational and gift genres. Sometimes the trade paperback is the edition between the first hardcover printing and the mass market paperback edition. And sometimes publishers issue a book simultaneously in hardcover and trade paperback. (Many self-publishers do this as well.) Often the trade paperback has the same cover design on the front as the hardcover, but the price is lower.

Trade paperbacks are sometimes also called "quality paperbacks," because traditionally publishers use better quality cover stock and interior paper than they do for mass market paperbacks. While that is still generally the case, this too has changed in recent years as publishers struggle to cut costs. Many are using lower quality paper than they formerly would have. (Of course, this is true of hardcover books as well.)

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Welcome | What We Do (& What We Don't) | Who We Are | Clients / News | Editing/Rewriting Samples
Book Cover Designs | Page Layout & Design Samples | Reality Checks For Authors (DON'T MISS!) | FEES
Contact Us | Links & Diversions


SCHMIDT KAYE & COMPANY PROFESSIONAL LITERARY SERVICES
Ron Kaye & Connie L. Schmidt
8919 Friendship Road • Houston TX USA 77080-4111 • (713) 463-9263 • 9AM-5PM Central Time M-F
e-mail:
moonshad@swbell.net

Copyright © 1998-2005 by Schmidt Kaye & Company Professional Literary Services. All Rights Reserved